SECTION 1: ACCOUNT HOLDERS DETAILS
A.1. TO BE COMPLETED BY INDIVIDUALS ONLY
Name:
Surname:
Date of Birth:
Tax Number:
Identity / Passport Number:
Physical Address:
Postal Address:
Email
Telephone:
Mobile:
Fax:
If yes, please state the name of the entity.
Name of Bank:
Branch:
Code:
Account Number
Name of Account Holder:
A.2. TO BE COMPLETED IF ACCOUNT IS FOR COMPANY, CLOSE CORPORATION, TRUST OR OTHER ENTITY
Name of Entity:
If yes, please specify
Tax Number:
VAT Number:
Registration Number:
Full Name of Responsible Persion:
ID of Responsible Persion:
Telephone:
Mobile:
Fax:
Email
Registered Address:
Name of Bank:
Branch:
Code:
Account Number
Name of Account Holder:
B. COPY DOCUMENTATION TO
Name:
Postal Address:
SECTION 2: MANAGED ACCOUNT MANDATE
NON – DISCRETIONARY MANDATE
OTHER INFORMATION:
Financial Statements / Corporate Action Notices
Distribution of Brokers Notes and Statements
Please indicate how you wish to receive your brokers notes and statements. Please note that whilst the chance of unauthorized interception is small, distribution by email is not fully secure. Any electronic distribution will be made subject to this facility being available.
BROKERS NOTES
STATEMENTS
CANCELLATION:
This mandate shall only be cancelled by notice in writing sent by registered post or by delivery to the other party. The cancellation will be effective only when such notice has been received by the other party within 21 days of posting, whichever is earlier.
SECTION 3: THIRD PARTY SETTLEMENT INSTRUCTIONS (Private Clients and Trusts only)
1. You authorize VS to accept settlement, trading instructions and payment instructions relating to your securities and cash from the following related third party, but limited to the benefit of related third parties listed 2 below in respect of the registration of scrip and the making of payments:
Name:
Address:
Telephone Number:
I.D / Registration No:
Relationship:
Bank Details:
2. You authorize VS to register your scrip in the name of, or make payments from your account to, the following related third parties, either on your instruction or on that of the person recorded in 1 above:
Name:
Address:
Telephone Number:
I.D / Registration No:
Relationship:
Bank Details:
SECTION 4: CLIENT SIGNATURE
Signed at:
on this the:
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day of:
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December
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Legal Guardian(If client is a minor)
Spouse(If required in terms of the Matrimonial Property Act No88 of 1984(as amended)
NON – ACCEPTANCE BY VUNANI SECURITIES (PTY LTD
VS hereby undertake to carry out the terms of this mandate in accordance with the provisions of the relevant rules and directives of the JSE, and in accordance with any other rules,
directives or decisions of the JSE which may now have, or which may in future have a bearing on the conduct of managed accounts and try to achieve the best results possible which are compatible with your objectives. Should a difference arise between this mandate and the rules and directives of the JSE, then the rules and directives of the JSR shall prevail.
Signed at:
on this the:
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day of:
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February
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November
December
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2030
SECTION 5: CONTROLLED MANDATE
NON – ACCEPTANCE BY VUNANI SECURITIES (PTY LTD)
1. This mandate shall commence on the date of signature by you, and may be terminated by notice in writing by either party to the other party (refer section 2, page 2)
2. VS’ management of the investments shall be conducted on the basis as indicated in the Managed Account Mandate.
To this end, you hereby appoint VS as your duly authorized agent on your behalf, to purchase and sell and to enter into any transaction in accordance with the investment decisions indicated in Section 2 (page2) of the Managed Account Mandate, both in the Republic of South Africa, and, as permitted by law, in foreign countries in respect of the following:
2.1 listed and unlisted securities and financial instruments, provided that in relation to derivatives instruments you have also signed the appropriate derivates schedule, and in respect of
foreign securities and financial instruments you have opted for
investments in such securities and financial investments and are accordingly bound by the terms, conditions that relate thereto.
2.2 Money market instruments as defined in the rules, including but
not limited to notes, negotiable certificates of deposit, commercial paper and/or debt instruments:
2.3 Warrants to subscribe for the investments referred to in 2.1 and
2.2 above;
2.4 Depository receipts or other instruments relating to the investments referred to in 2.1 to 2.3 above;
2.5 Unit trusts and similar schemes
2.6 Kruger Rands and similar investment coins and, subject to any statutory regulations, bullion;
2.7 Investments similar to or related to any foregoing as contemplated in the applicable legislation;
2.8 Any other securities or financial instruments specified in the mandate and/or as allowed by the JSE for stockbrokers to trade in, on your behalf.
2.9 Money broking transactions.
3. Investment decision
Where you have elected that VS is to purchase and/or sell securities for your account on the instructions of your external adviser,
all losses, costs, damages, claims or expenses of whatsoever nature arising directly or indirectly from such breach of mandate shall be for your account and shall under no circumstances be the responsibility
of VS.
4. Holding of South African Securities in Safe Custody
4.1 Unless otherwise specified in the mandate, you warrant that all such investments as you may deliver or cause to be delivered in terms of this mandate are not subject to any lien or charge and that they shall remain free of any such lien or charge while they are held by VS in safe custody.
4.2 Where you have instructed VS not to maintain your investment in safe custody, VS shall dispatch all investments to you, immediately upon receipt thereof and provided full payment has been received therefore, at your risk by courier or registered post to your postal address stipulated in the mandate or to such other address as you notify VS in writing or as instructed by you, to transfer to a depositary or registry of your choice and at your cost.
4.3 Where instructed by you to hold for you in safekeeping and in terms of the JSE Rules all South African investments which VS purchase or receives on your behalf, you authorize VS to withdraw any such investment held only for the purpose of:
4.3.1 delivering the investments to you at your request in accordance with the procedure detailed in 4.2 above;
4.3.2 upon termination of the mandate. The investment will be sent to you in accordance with the procedure I 4.2 above
4.3.3 dealing with the investments as may actually be required in fulfilling this mandate;
4.3.4 lodging the investments on your behalf with any person or
entity in terms of an order of court or a special resolution of the investments.
Send
